Filing Details
- Accession Number:
- 0001181431-10-054571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 20:18:08
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 20:18:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776008 | Star Scientific Inc | CIGX | Cigarettes (2111) | 521402131 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1444109 | Scott Peters | C/O Tradewinds Investment Management, Lp Three Harbor Drive, Suite 213 Sausalito CA 94965 | No | No | Yes | No | |
1445823 | Feehan Partners, L.p. | C/O Tradewinds Investment Management, Lp Three Harbor Drive, Suite 213 Sausalito CA 94965 | No | No | Yes | No | |
1445824 | P.v. Partners, L.p. | C/O Tradewinds Investment Management, Lp Three Harbor Drive, Suite 213 Sausalito CA 94965 | No | No | Yes | No | |
1445825 | Ltd. (Bvi) Fund Master Tradewinds | C/O Tradewinds Investment Management, Lp Three Harbor Drive, Suite 213 Sausalito CA 94965 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-05 | 1,666,666 | $1.80 | 15,369,564 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2010-11-05 | 1,666,666 | $0.00 | 1,666,666 | $1.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,537,635 | 2010-11-05 | 2015-11-05 | No | 4 | A | Indirect |
Footnotes
- Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. (Continued in Footnote 2)
- Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities.
- On November 5, 2010, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP and Feehan. Pursuant to the Agreement, the exercise price of 833,333 warrants held by each PVP and Feehan is $1.80 per share.