Filing Details

Accession Number:
0001181431-10-054523
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-09 19:31:01
Reporting Period:
2010-11-05
Filing Date:
2010-11-09
Accepted Time:
2010-11-09 19:31:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
916235 Sonic Solutions SNIC Services-Computer Integrated Systems Design (7373) 930925818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326409 C David Habiger C/O Sonic Solutions, 7250 Redwood Blvd.
Suite 300
Novato CA 94945
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-05 37,500 $1.23 37,500 No 4 M Indirect By Trust
Common Stock Acquisiton 2010-11-05 31,250 $4.82 68,750 No 4 M Indirect By Trust
Common Stock Acquisiton 2010-11-05 35,850 $6.89 104,600 No 4 M Indirect By Trust
Common Stock Disposition 2010-11-05 29,600 $12.63 75,000 No 4 S Indirect By Trust
Common Stock Disposition 2010-11-05 75,000 $12.11 0 No 4 S Indirect By Trust
Common Stock Acquisiton 2010-11-08 9,734 $6.89 9,734 No 4 M Indirect By Trust
Common Stock Disposition 2010-11-08 9,734 $12.51 0 No 4 S Indirect By Trust
Common Stock Acquisiton 2010-11-09 566 $6.89 566 No 4 M Indirect By Trust
Common Stock Disposition 2010-11-09 566 $12.50 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 M Indirect By Trust
No 4 M Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 M Indirect By Trust
No 4 S Indirect By Trust
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-11-05 37,500 $0.00 37,500 $1.23
Common Stock Stock Option (Right to Buy) Disposition 2010-11-05 31,250 $0.00 31,250 $4.82
Common Stock Stock Option (Right to Buy) Disposition 2010-11-05 35,850 $0.00 35,850 $6.89
Common Stock Stock Option (Right to Buy) Disposition 2010-11-08 9,734 $0.00 9,734 $6.89
Common Stock Stock Option (Right to Buy) Disposition 2010-11-09 566 $0.00 566 $6.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
162,500 2018-12-15 No 4 M Indirect
93,750 2019-10-28 No 4 M Indirect
339,150 2018-06-12 No 4 M Indirect
329,416 2018-06-12 No 4 M Indirect
328,850 2018-06-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,000 Direct
Footnotes
  1. Shares owned by Sharon M. Habiger Trust dated November 17, 2000, a revocable trust established by David C. Habiger and Sharon M. Habiger, husband and wife. Mr.and Mrs. Habiger are joint tenants and each has power to vote and dispose of any and all securities held by the trust.
  2. These shares being sold pursuant to Habiger Trust 10b5-1 plan.
  3. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $12.50 to $12.79.
  4. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $12.50 to $12.54.
  5. The underlying stock option vests monthly over four years commencing on December 15, 2008, and are subject to change of control vesting per standard company policy for executive officers and directors.
  6. The underlying stock option vests monthly over four years commencing on October 28, 2009, and are subject to change of control vesting per standard company policy for executive officers and directors.
  7. The underlying stock option vests monthly over three years commencing on June 12, 2008, and are subject to change of control vesting per standard company policy for executive officers and directors.
  8. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $12.50 to $12.51.