Filing Details
- Accession Number:
- 0001002225-10-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 19:01:04
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 19:01:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197110 | Iii Van G Wendell Auken | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-05 | 1,500 | $55.92 | 6,500 | No | 4 | S | Indirect | Dog Hill Partners LP |
Common Stock | Disposition | 2010-11-05 | 1,500 | $55.87 | 6,500 | No | 4 | S | Indirect | Van Auken Charitable |
Common Stock | Disposition | 2010-11-05 | 2,000 | $55.80 | 8,351 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2010-11-08 | 1,900 | $55.85 | 6,451 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Dog Hill Partners LP |
No | 4 | S | Indirect | Van Auken Charitable |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 900 | Direct |
Footnotes
- Dog Hill Partners LP
- Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96
- Wendell G and Ethel S Van Auken Family Trust
- Restricted Stock Units