Filing Details
- Accession Number:
- 0001181431-10-054458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 17:58:48
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 17:58:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29669 | Rr Donnelley & Sons Co | RRD | Commercial Printing (2750) | 361004130 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1164473 | Iii J Thomas Quinlan | 111 South Wacker Drive Chicago IL 60606 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-05 | 63,000 | $4.33 | 1,261,539 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 63,000 | $18.26 | 1,198,539 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-05 | 63,000 | $0.00 | 63,000 | $4.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,723 | Indirect | By 401(k) |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 17, 2010, as modified on September 23, 2010.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $18.06 to $18.54 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- Includes 339,064 shares held directly, 84 shares held through dividend reinvestment plan and 859,391 restricted stock units.
- The option vested in whole on December 11, 2004.
- Company granted option issued pursuant to Rule 16b-3 Plan.