Filing Details
- Accession Number:
- 0001122304-10-000111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 16:32:52
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 16:32:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122304 | Aetna Inc | AET | Hospital & Medical Service Plans (6324) | 232229683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185243 | A Ronald Williams | Aetna Inc. 151 Farmington Avenue Hartford CT 06156 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-05 | 1,200,000 | $9.35 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 1,200,000 | $30.97 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 400,000 | $9.35 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 400,000 | $10.75 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 400,000 | $12.16 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 1,200,000 | $31.12 | 299,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2010-11-05 | 1,200,000 | $9.35 | 1,200,000 | $9.35 |
| Common Stock | Employee Stock Option | Disposition | 2010-11-08 | 400,000 | $9.35 | 400,000 | $9.35 |
| Common Stock | Employee Stock Option | Disposition | 2010-11-08 | 400,000 | $10.75 | 400,000 | $10.75 |
| Common Stock | Employee Stock Option | Disposition | 2010-11-08 | 400,000 | $12.16 | 400,000 | $12.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 400,000 | 2001-03-15 | 2011-03-15 | No | 4 | M | Direct |
| 0 | 2001-03-15 | 2011-03-15 | No | 4 | M | Direct |
| 0 | 2001-03-15 | 2011-03-15 | No | 4 | M | Direct |
| 0 | 2001-03-15 | 2011-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,948 | Indirect | By 2002 GRAT |
| Common Stock | 37,586 | Indirect | By 2008 GRAT |
Footnotes
- Average Sale Price. Range of sales was between $30.715 and $31.39.
- Average Sale Price. Range of sales was between $30.91 and $31.35.
- Includes 114,466 shares held in the Williams Family Trust of which Mr. Williams and his spouse are sole trustees and beneficiaries, and 604 shares acquired under the Aetna Inc. Employee Stock Purchase Plan.
- Shares held in Grantor Retained Annuity Trust of which Mr. Williams is the sole trustee. On 2/25/10, 6,052 shares held in GRAT were transferred to the Williams Family Trust.
- Shares held in Grantor Retained Annuity Trust of which Mr. Williams is the sole trustee. On 4/14/10, 27,414 shares held in GRAT were transferred to the Williams Family Trust.
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