Filing Details
- Accession Number:
- 0001144204-10-058669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 16:32:31
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 16:32:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009379 | Metropolitan Health Networks Inc | MDF | Services-Offices & Clinics Of Doctors Of Medicine (8011) | 650635748 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354879 | Alberto Jose Guethon | 250 S. Australian Ave. Suite 400 West Palm Beach FL US 33401 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-05 | 20,900 | $4.33 | 314,443 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 50,000 | $2.05 | 364,443 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 30,516 | $4.36 | 333,927 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 25,000 | $1.66 | 358,927 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 13,613 | $4.36 | 345,314 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 57,600 | $2.31 | 402,914 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 37,681 | $4.36 | 365,233 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 47,425 | $1.62 | 412,658 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 25,504 | $4.36 | 387,154 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2010-11-05 | 50,000 | $0.00 | 50,000 | $2.05 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2010-11-05 | 25,000 | $0.00 | 25,000 | $1.66 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2010-11-05 | 57,600 | $0.00 | 57,600 | $2.31 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2010-11-05 | 47,425 | $0.00 | 47,425 | $1.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
490,900 | 2015-12-09 | No | 4 | M | Direct | |
465,900 | 2017-08-06 | No | 4 | M | Direct | |
408,300 | 2018-02-11 | No | 4 | M | Direct | |
360,875 | 2019-02-05 | No | 4 | M | Direct |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 5, 2010. The actual sale prices ranged from a low of $4.3 to a high of $4.37. The Reporting Person undertakes to provide upon request of the SEC Staff, Metropolitan Health Networks, Inc. or a Metropolitan Health Networks, Inc. security holder full information regarding the number of shares sold at each price within the range.
- Options become exercisable in four equal installments of 50,000 each on 12/9/2006, 12/9/2007, 12/9/2008, 12/9/2009.
- Options become exercisable in four equal installments of 25,000 each on 8/6/2008, 8/6/2009, 8/6/2010, 8/6/2011.
- Options become exercisable in four equal installments of 28,800 each on 2/11/2009, 2/11/2010, 2/11/2011, 2/11/2012.
- Options become exercisable in four equal installments of 47,425 each on 2/5/2010, 2/5/2011, 2/5/2012, 2/5/2013.