Filing Details
- Accession Number:
- 0001104659-10-057271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 16:12:23
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 16:12:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289458 | G3W Ventures Llc | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
| 1311238 | Ocm/Gfi Power Opportunities Fund Ii Cayman Lp | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
| 1311239 | Ocm/Gfi Power Opportunities Fund Ii Lp | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
| 1440205 | Gt Solar Holdings, Llc | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
| 1440206 | Gfi Power Opportunities Fund Ii Gp, Llc | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
| 1440233 | Ltd. (Cayman) Gp Ii Fund Opportunities Power Gfi | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-05 | 26,500,000 | $7.66 | 24,638,149 | No | 4 | S | Indirect | By GT Solar Holdings, LLC |
| Common Stock | Disposition | 2010-11-08 | 7,000,000 | $8.60 | 17,638,149 | No | 4 | S | Indirect | By GT Solar Holdings, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By GT Solar Holdings, LLC |
| No | 4 | S | Indirect | By GT Solar Holdings, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,231 | Direct |
Footnotes
- Represents 26.5 million shares repurchased by GT Solar International, Inc. from GT Solar Holdings, LLC, pursuant to a stock repurchase agreement dated November 5, 2010.
- These shares are owned directly by GT Solar Holdings, LLC. OCM/GFI Power Opportunities Fund II, L.P., or the "Main Fund," and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. G3W Ventures LLC, or "G3W," is one of the two investment managers of each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee, composed of two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro).
- GFI Power Opportunities Fund II, GP, LLC is the general partner of the Main Fund. GFI Power Opportunities Fund II GP (Cayman) Ltd. is the general partner of the Cayman Fund. G3W is the managing member of GFI Power Opportunities Fund II GP, LLC. By virtue of the ownership structure described above, each of the OCM/GFI Funds, G3W, GFI Power Opportunities Fund II GP, LLC, GFI Power Opportunities Fund II GP (Cayman) Ltd., Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro (collectively, the "GFI Group") may be deemed to have beneficial ownership of the shares owned by GT Solar Holdings, LLC. The GFI Group expressly disclaims beneficial ownership of the shares held by GT Solar Holdings, LLC, except to the extent of their respective pecuniary interests therein.
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