Filing Details
- Accession Number:
- 0001242095-10-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 16:10:46
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 16:10:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210472 | M Kenneth Smith | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Sr Vp, Cio & Chro | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-05 | 44,700 | $6.51 | 100,352 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 28,862 | $13.48 | 71,490 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 58,500 | $6.59 | 129,990 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 40,633 | $13.48 | 89,357 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 34,100 | $6.00 | 123,457 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 34,100 | $13.44 | 89,357 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-08 | 10,090 | $13.38 | 16,696 | No | 4 | I | Indirect | Savings Plan Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | I | Indirect | Savings Plan Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-05 | 34,100 | $0.00 | 34,100 | $6.00 |
Common Stock | Stock Appreciation Right | Disposition | 2010-11-05 | 44,700 | $0.00 | 44,700 | $6.51 |
Common Stock | Stock Appreciation Right | Disposition | 2010-11-05 | 58,500 | $0.00 | 58,500 | $6.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2005-04-01 | 2013-04-01 | No | 4 | M | Direct |
0 | 2013-01-03 | No | 4 | M | Direct | |
0 | 2014-03-07 | No | 4 | M | Direct |
Footnotes
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $13.40 per share to a high of $13.70 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The information in this report is based on a PolyOne Retirement Savings Plan statement as of November 8, 2010. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occured, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.
- SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.50 per share; an additional 1/3 vests at a market price of $8.50 per share; and the remaining 1/3 vests at a market price of $10.00 per share; provided, however, that no vesting will occur sooner than one year from the grant date of January 4, 2006.
- SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.24 per share; an additional 1/3 vests at a market price of $7.90 per share; and the remaining 1/3 vests at a market price of $8.56 per share; provided, however, that no vesting will occur sooner than one year from the grant date of March 8, 2007.