Filing Details
- Accession Number:
- 0001250617-10-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 11:40:36
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 11:40:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92769 | Spectrum Control Inc | SPEC | Electronic Components, Nec (3679) | 251196447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250617 | F James Toohey | 2222 West Grandview Blvd Erie PA 16506 | Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-08 | 2,000 | $15.79 | 33,930 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 169,885 | Indirect | Profit Sharing |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $8.38 | 2013-04-10 | 12,000 | 12,000 | Direct | |
| Common Stock | Options | $6.43 | 2014-04-09 | 12,000 | 12,000 | Direct | |
| Common Stock | Options | $13.91 | 2015-04-15 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-04-10 | 12,000 | 12,000 | Direct |
| 2014-04-09 | 12,000 | 12,000 | Direct |
| 2015-04-15 | 6,000 | 6,000 | Direct |
Footnotes
- 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
- 1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
- 1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.755 to $15.85 inclusive. The reporting person undertakes to provide to Spectrum Control, Inc. ("Spectrum"), any security holder of Spectrum, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
