Filing Details

Accession Number:
0001181431-10-054208
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-09 11:09:21
Reporting Period:
2010-01-19
Filing Date:
2010-11-09
Accepted Time:
2010-11-09 11:09:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
56701 Koss Corp KOSS Household Audio & Video Equipment (3651) 391168275
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484415 Donnan David Smith 4129 N. Port Washington Avenue
Milwaukee WI 53212
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-05 10,000 $5.72 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2010-01-19 50,000 $0.00 50,000 $3.90
Common Stock Employee Stock Option (right to buy) Acquisiton 2010-07-14 50,000 $0.00 50,000 $5.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2020-01-19 No 4 A Direct
50,000 2020-07-14 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $5.75, inclusive. The reporting person undertakes to provide Koss Corporation, any security holder of Koss Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. This option vests in five equal annual installments beginning on January 19, 2011.
  3. This option vests in five equal annual installments beginning on July 14, 2011.