Filing Details
- Accession Number:
- 0001127602-10-027470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 11:06:18
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 11:06:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203069 | C A James Kennedy | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-29 | 21 | $54.85 | 1,100,372 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 55,367 | $54.59 | 342,519 | No | 4 | M | Indirect | James A.C. Kennedy LLC |
| Common Stock | Disposition | 2010-11-05 | 55,367 | $59.64 | 287,152 | No | 4 | S | Indirect | James A.C. Kennedy LLC |
| Common Stock | Disposition | 2010-11-05 | 369,386 | $0.00 | 378,522 | No | 5 | G | Indirect | 2008 Kennedy Grantor Retained Annuity Trust III |
| Common Stock | Acquisiton | 2010-11-05 | 369,386 | $0.00 | 1,469,758 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Indirect | James A.C. Kennedy LLC |
| No | 4 | S | Indirect | James A.C. Kennedy LLC |
| No | 5 | G | Indirect | 2008 Kennedy Grantor Retained Annuity Trust III |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-05 | 55,367 | $0.00 | 55,367 | $54.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-26 | 2010-11-20 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500,000 | Indirect | 2010 Kennedy Grantor Retained Annunity Trust |
Footnotes
- Shares acquired on 10/29/10 pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- 10/26/2010 Replishment Grant - option vest 100% immediately.
- The range of prices for this transaction were $59.6467 to $59.7053. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
