Filing Details
- Accession Number:
- 0001127602-10-027401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 09:42:16
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 09:42:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224084 | K Douglas Russell | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Svp & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-05 | 11,056 | $36.97 | 38,595 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 11,056 | $57.03 | 27,539 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 18,400 | $36.97 | 45,939 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 18,400 | $57.00 | 27,539 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-05 | 11,056 | $0.00 | 11,056 | $36.97 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-05 | 18,400 | $0.00 | 18,400 | $36.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-25 | 2015-01-25 | No | 4 | M | Direct |
0 | 2009-01-25 | 2015-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 289 | Indirect | 401(k) Plan |
Footnotes
- Includes 452 shares of The Travelers Companies, Inc. common stock acquired from April 1, 2010 to November 5, 2010 pursuant to an automatic dividend reinvestment plan provided by a broker under terms similar to the Issuer's Dividend Reinvestment Plan.
- Represents the weighted average sales price for price increments ranging from $57.00 to $57.13. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $57.00 to $57.02. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.