Filing Details
- Accession Number:
- 0001181431-10-054153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 21:49:50
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 21:49:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
865436 | Whole Foods Market Inc | WFMI | Retail-Grocery Stores (5411) | 741989366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175522 | D Jonathan Sokoloff | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-04 | 5,000,000 | $45.85 | 19,186,141 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $40.83 | 2017-05-14 | 2,250 | 2,250 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-05-14 | 2,250 | 2,250 | Direct |
Footnotes
- Not applicable.
- This transaction was executed in a single block trade at $45.85 per share.
- Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V") and Thyme Coinvest, LLC ("Thyme"). Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- GEI V, GEI Side V and Thyme sold 3,817,824, 1,145,223 and 36,953 of the shares reported as sold on this row, respectively, and following such sales were the direct owners of 14,649,859, 4,394,484 and 141,798 shares respectively.
- The options vest in four equal annual installments beginning on May 14, 2011.