Filing Details
- Accession Number:
- 0001313056-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 21:46:52
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 21:46:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313056 | Joseph Staples | 7601 Interactive Way Indianapolis IN 46278 | Senior Vp Of Worldwide Mrktg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-04 | 13,503 | $4.36 | 16,503 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 3,981 | $5.17 | 20,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 17,484 | $27.16 | 3,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 21,019 | $5.17 | 24,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 21,019 | $27.20 | 3,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-04 | 13,503 | $0.00 | 13,503 | $4.36 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-04 | 3,981 | $0.00 | 3,981 | $5.17 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 21,019 | $0.00 | 21,019 | $5.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-03 | No | 4 | M | Direct | |
| 21,019 | 2012-01-27 | No | 4 | M | Direct | |
| 0 | 2012-01-27 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 17,484 shares in seven separate transactions, ranging in price from $27.00 to $27.48 per share, resulting in a weighted average sale price per share of $27.160207. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 21,019 shares in 25 separate transactions, ranging in price from $27.10 to $27.39 per share, resulting in a weighted average sale price per share of $27.200498. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 18,750 shares vested on each of 1/3/2006, 1/3/2007, 1/3/2008 and 1/3/2009.
- 6,250 shares vested on each of 1/27/2007, 1/27/2008, 1/27/2009 and 1/27/2010.
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