Filing Details
- Accession Number:
- 0000907242-10-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 21:19:25
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 21:19:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907242 | Monarch Casino & Resort Inc | MCRI | Services-Miscellaneous Amusement & Recreation (7990) | 880300760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937326 | Bob Farahi | Monarch Casino &Amp; Resort Inc 3800 S. Virginia Street Reno NV 89502 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-04 | 8,112 | $12.50 | 1,788,351 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-05 | 100 | $12.50 | 1,788,351 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option/right to buy | $11.48 | 2013-10-12 | 2020-10-21 | 33,334 | 176,668 | Direct |
Common Stock | Option/right to buy | $10.43 | 2012-10-21 | 2019-10-21 | 33,334 | 176,668 | Direct |
Common Stock | Option/right to buy | $6.80 | 2011-10-21 | 2018-10-21 | 33,334 | 176,668 | Direct |
Common Stock | Option/right to buy | $29.00 | 2010-10-21 | 2017-10-21 | 33,334 | 176,668 | Direct |
Common Stock | Option/right to buy | $21.82 | 2009-10-21 | 2016-10-21 | 33,334 | 176,668 | Direct |
Common Stock | Option/right to buy | $18.06 | 2008-10-21 | 2015-10-21 | 10,000 | 176,668 | Direct |
Common Stock | Option/right to buy | $11.69 | 2014-10-21 | 100,000 | 176,668 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-21 | 33,334 | 176,668 | Direct |
2019-10-21 | 33,334 | 176,668 | Direct |
2018-10-21 | 33,334 | 176,668 | Direct |
2017-10-21 | 33,334 | 176,668 | Direct |
2016-10-21 | 33,334 | 176,668 | Direct |
2015-10-21 | 10,000 | 176,668 | Direct |
2014-10-21 | 100,000 | 176,668 | Direct |
Footnotes
- On October 21, 2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long-Term Incentive Plan, as amended, to purchase 100,000 shares of the Company's common stock at $11.685 per share. The shares' vesting schedule is as follows: 33,332 vested on October 21, 2005; 33,334 vested on October 21, 2006 and 33,334 vested on october 21, 2007.