Filing Details
- Accession Number:
- 0001209191-10-053824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 21:18:05
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 21:18:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 107681 | Winn Dixie Stores Inc | WINN | Retail-Grocery Stores (5411) | 590514290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406770 | Daniel Portnoy | C/O Winn-Dixie Stores, Inc. 5050 Edgewood Ct. Jacksonville FL 32254 | Svp, Chief Merch/Market Office | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-04 | 8,207 | $0.00 | 60,529 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-11-05 | 3,615 | $7.13 | 56,914 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | Andrew Portnoy - UTMA - Joan Portnoy Custodian FBO |
| Common Stock | 500 | Indirect | Jeffrey Portnoy - UTMA - Joan Portnoy Custodian FBO |
Footnotes
- Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSUs were originally awarded on November 4, 2009. The first year performance criteria were met on November 4, 2010 and the RSUs vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
- Shares sold to satisfy tax withholding obligations.
- The price shown is the weighted averge price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $7.113 to $7.143. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The amount of securities owned balance includes 22,465 RSUs for which stock certificates will be issued upon vesting.
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