Filing Details
- Accession Number:
- 0001332201-10-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 20:10:38
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 20:10:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138951 | Leapfrog Enterprises Inc | LF | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954700094 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487361 | A Sarah Mason | Leapfrog Enterprises, Inc. 6401 Hollis Street Emeryville CA 94608 | Vp, Controller And Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-11-08 | 1,100 | $4.04 | 1,100 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2010-11-08 | 3,062 | $1.95 | 4,162 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-11-08 | 4,162 | $6.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2010-11-08 | 1,100 | $0.00 | 1,100 | $4.04 |
| Class A Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2010-11-08 | 3,062 | $0.00 | 3,062 | $1.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,700 | 2019-11-16 | No | 4 | M | Direct | |
| 3,938 | 2019-02-16 | No | 4 | M | Direct |
Footnotes
- The option shares vest in 48 equal monthly installments commencing 11/16/2009.
- The option shares vest as follows: 25% of the shares subject to the option will vest on 1/26/2010 with the remaining shares vesting 1/36th per month thereafter.
Billionaire Hedge Funds
