Filing Details

Accession Number:
0001332201-10-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 20:09:43
Reporting Period:
2010-11-04
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 20:09:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138951 Leapfrog Enterprises Inc LF Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954700094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391399 K William Campbell Leapfrog Enterprises, Inc.
6401 Hollis Street
Emeryville CA 94608
President Sales And Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-11-04 9,764 $6.07 0 No 4 S Direct
Class A Common Stock Acquisiton 2010-11-08 15,000 $2.75 15,000 No 4 M Direct
Class A Common Stock Disposition 2010-11-08 15,000 $5.86 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2010-11-08 15,000 $0.00 15,000 $2.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,700 2019-05-15 No 4 M Direct
Footnotes
  1. The shares were sold between $6.05 and $6.09. The Reporting Person will provide upon request, to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The shares were sold between $5.81 and $5.94. The Reporting Person will provide upon request, to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over four years as follows: 25% of the option shares will vest on May 15, 2010 with the remaining option shares vesting in 36 equal monthly installments commencing June 15, 2010. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above, will vest when the Price Condition is met. The Price Condition was met prior to May 15, 2010.