Filing Details
- Accession Number:
- 0001332201-10-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 20:09:43
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 20:09:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138951 | Leapfrog Enterprises Inc | LF | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954700094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391399 | K William Campbell | Leapfrog Enterprises, Inc. 6401 Hollis Street Emeryville CA 94608 | President Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-11-04 | 9,764 | $6.07 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-11-08 | 15,000 | $2.75 | 15,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-11-08 | 15,000 | $5.86 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2010-11-08 | 15,000 | $0.00 | 15,000 | $2.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,700 | 2019-05-15 | No | 4 | M | Direct |
Footnotes
- The shares were sold between $6.05 and $6.09. The Reporting Person will provide upon request, to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold between $5.81 and $5.94. The Reporting Person will provide upon request, to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over four years as follows: 25% of the option shares will vest on May 15, 2010 with the remaining option shares vesting in 36 equal monthly installments commencing June 15, 2010. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above, will vest when the Price Condition is met. The Price Condition was met prior to May 15, 2010.