Home > Insider Trading > Filing (0001181431-10-054128)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350102	Ascent Solar Technologies Inc.	ASTI	Semiconductors & Related Devices (3674)	203672603

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1480370	Zane Rakes	C/O Ascent Solar Technologies, Inc. 12300 Grant Street Thornton CO 80241	Vp Of Manufacturing	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-04	2,500	$0.00	2,500	No	4	M	Direct
Common Stock	Disposition	2010-11-04	932	$4.30	1,568	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Option (Right to Buy)	Acquisiton	2010-08-06	20,000	$0.00	20,000	$2.61
Common Stock	Restricted Stock Units	Acquisiton	2010-08-06	10,000	$0.00	10,000	$0.00
Common Stock	Restricted Stock Units	Disposition	2010-11-04	2,500	$0.00	2,500	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000	2020-08-06	No	4	A	Direct
10,000		No	4	A	Direct
7,500		No	4	M	Direct

Footnotes

Each restricted stock unit represents a contingent right to recieve one share of the issuer's common stock.
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted stock units.
The stock options vest in two equal annual installments on August 6, 2011 and August 6, 2012.
The restricted stock units vest in four equal installments on November 4, 2010, February 2, 2011, May 3, 2011 and August 1, 2011.