Filing Details

Accession Number:
0000054480-10-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 17:50:36
Reporting Period:
2010-11-05
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 17:50:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224153 J Paul Weyandt Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Sr. Vice President & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-05 10,000 $12.55 37,741 No 4 M Direct
Common Stock Disposition 2010-11-05 3,600 $46.31 34,141 No 4 S Direct
Common Stock Disposition 2010-11-05 5,900 $46.31 28,241 No 4 S Direct
Common Stock Disposition 2010-11-05 300 $46.32 27,941 No 4 S Direct
Common Stock Disposition 2010-11-05 200 $46.32 27,741 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-11-05 10,000 $0.00 15,000 $12.55
Common Stock LSAR Disposition 2010-11-05 10,000 $0.00 15,000 $12.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2008-01-16 2013-01-15 No 4 M Direct
5,000 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $35.41 2013-03-01 2020-02-29 3,800 3,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-29 3,800 3,800 Direct
Footnotes
  1. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  2. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.
  3. Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.