Filing Details
- Accession Number:
- 0001181431-10-054047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 16:42:55
- Reporting Period:
- 2010-09-17
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 16:42:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257391 | Whitebox Advisors Llc | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | Yes | |
1502255 | Whitebox Asymmetric Partners Lp | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-05 | 9,728 | $9.28 | 1,826,933 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Shares acquired are held directly by Whitebox Asymmetric Partners, L.P. ("WAP").
- The general partner of ,WAP is Whitebox Asymmetric Advisors, LLC ("WAA"). The managing member and controlling owner of WAA is Whitebox Advisors, LLC ("WA").
- Shares attributable to interests held by WA as Managing Member of WAA, which act as General Partners to WAA which directly hold the shares.