Filing Details
- Accession Number:
- 0000753568-10-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 16:24:19
- Reporting Period:
- 2006-11-02
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 16:24:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 753568 | Exar Corp | EXAR | Semiconductors & Related Devices (3674) | 941741481 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1502860 | S Daniel Belong | 48720 Kato Road Fremont CA 94538 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2006-11-02 | 550 | $0.00 | 550 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2008-04-01 | 2,000 | $0.00 | 2,550 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2008-11-24 | 2,713 | $0.00 | 5,263 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2009-04-01 | 223 | $6.28 | 5,040 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2009-11-02 | 220 | $6.42 | 4,820 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2009-11-24 | 539 | $6.61 | 4,281 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-04-01 | 224 | $6.98 | 4,057 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-07-01 | 1,236 | $7.00 | 2,821 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-07-01 | 2,850 | $0.00 | 5,671 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-11-05 | 3,038 | $6.90 | 2,633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-10-01 | 12,000 | $0.00 | 12,000 | $5.97 |
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2009-07-01 | 5,000 | $0.00 | 5,000 | $7.44 |
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2008-04-01 | 6,000 | $0.00 | 6,000 | $8.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2017-10-01 | No | 4 | A | Direct | |
| 5,000 | 2016-07-01 | No | 4 | A | Direct | |
| 6,000 | 2015-04-01 | No | 4 | A | Direct |
Footnotes
- Restricted Stock Units granted pursuant to the Exar Corporation 2006 Equity Plan. Units will become unrestricted and vest 100% on the 3-year anniversary of the date of the grant, November 2, 2006.
- Restricted stock units granted pursuant to the Exar Corporation 2006 Equity Incentive Plan; units vest 25% per year on the anniversary date of the grant, 4/1/2008.
- Transaction represents tax withholding in connection with the vesting of a portion of the restricted stock units awarded and previously reported in Table I of a Form 4 filed in connection with the grant of the award. Pursuant to terms of award, upon vesting issuer automatically reduces the number of shares payable in connection with the vesting of the award by a number of shares having a value equal to the tax withholding obligations arising from the vesting of the award. These tax withholding transactions are exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. The reporting person is reporting (using Code F) the shares not issued by the issuer because of the applicable tax withholding.
- Transaction represents tax withholding in connection with the vesting on 7/1/10 of restricted stock units awarded 7/1/10 and reported in Table 1 in connection with the grant of the award. Pursuant to terms of award, upon vesting issuer automatically reduces the number of shares payable in connection with the vesting of the award by a number of shares having a value equal to the tax withholding obligations arising from the vesting of the award. These tax withholding transactions are exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. The reporting person is reporting (using Code F) the shares not issued by the issuer because of the applicable tax withholding.
- Restricted Stock award granted pursuant to the Exar Corporation 2006 Equity Incentive Plan; units vest 100% and become unrestricted on the date of the grant, 7/1/10.
- Employee stock options granted pursuant to the Exar Corporation 2006 Equity Incentive Plan; the options vest 25% per year on the anniversary date of the grant, 10/1/10.
- Options granted pursuant to the Exar Corporation 2006 Equity Incentive Plan; options vest 25% per year on the anniversary date of the grant, 4/1/2008.
- Stock options granted pursuant to the Exar Corporation 2006 Equity Incentive Plan; the options vest 25% per year on the anniversary date of the grant.
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