Filing Details
- Accession Number:
- 0001269373-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 15:58:38
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 15:58:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269373 | R Stephen Head | 7601 Interactive Way Indianapolis IN 46278 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-04 | 6,250 | $4.20 | 36,200 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-04 | 6,250 | $26.76 | 29,950 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 3,750 | $5.17 | 33,700 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-05 | 3,750 | $27.42 | 29,950 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2010-11-04 | 6,250 | $0.00 | 6,250 | $4.20 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 3,750 | $0.00 | 3,750 | $5.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-17 | No | 4 | M | Direct | |
1,250 | 2012-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 550 | Indirect | By Daughter |
Footnotes
- Represents the sale of 6,250 shares in nine separate transactions, ranging in price from $26.55 to $27.32 per share, resulting in a weighted average sale price per share of $26.764413. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 3,750 shares in six separate transactions, ranging in price from $27.37 to $27.50 per share, resulting in a weighted average sale price per share of $27.421550. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 1,563 shares vested on each of 2/17/2006 and 2/17/2007 and 1,562 shares vested on each of 2/17/2008 and 2/17/2009.
- 5,000 shares vested on 1/27/2007.