Filing Details
- Accession Number:
- 0001276079-10-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 14:52:33
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 14:52:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276079 | A Brian Ross | 221 East Fourth Street Cincinnati 45202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-04 | 6,191 | $1.39 | 262,511 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-04 | 4,473 | $2.67 | 258,038 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-11-04 | 10,000 | $1.67 | 268,038 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-04 | 10,000 | $2.69 | 258,038 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-04 | 28,032 | $1.39 | 286,070 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-04 | 28,032 | $2.70 | 258,038 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2010-11-04 | 6,191 | $0.00 | 6,191 | $1.39 |
Common Stock | Option to Buy | Disposition | 2010-11-04 | 10,000 | $0.00 | 10,000 | $1.67 |
Common Stock | Option to Buy | Disposition | 2010-11-04 | 28,032 | $0.00 | 28,032 | $1.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
11,730 | 2009-12-05 | 2018-12-05 | No | 4 | M | Direct |
0 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 728 | Indirect | By 401k Plan |
Common Stock | 2,000 | Indirect | By IRA |
Common Stock | 1,758 | Indirect | By Children |
Footnotes
- Common shares issued upon exercise of Stock Appreciation Right (SAR).
- Surrender of common shares to pay exercise price and tax liability upon exercise of Stock Appreciation Right (SAR).
- Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- 28% of these SARs became exercisable on January 30, 2010. Thereafter, the SARs continued to vest at the rate of 3% per month on the last day of each month.
- 28% of these options became exercisable on December 5, 2009. Thereafter, the options continued to vest at the rate of 3% per month on the 5th day of each month.
- 28% of these options became exercisable on January 30, 2010. Thereafter, the options continued to vest at the rate of 3% per month on the last day of each month.