Filing Details
- Accession Number:
- 0001181431-10-053956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 14:24:31
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 14:24:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31347 | Echelon Corp | ELON | Computer Communications Equipment (3576) | 770203595 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227360 | Russell Harris | 550 Meridian Ave San Jose CA 95126 | Senior Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-04 | 20,945 | $7.69 | 45,316 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-04 | 19,103 | $8.93 | 26,213 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-11-05 | 1,842 | $8.97 | 24,371 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2010-11-04 | 20,945 | $0.00 | 20,945 | $7.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,891 | 2009-12-17 | 2010-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000 | Indirect | See footnote |
Footnotes
- These shares are held by The Russell R. Harris 2004 Children's Trust dated April 22, 2004, of which the Reporting Person is the Settlor and his spouse is Trustee.
- This trade was executed pursuant to a Rule 10b5-1 plan that was adopted on September 14, 2010.
- The 1,842 shares were sold through separate trades, with the sale prices ranging from $8.90 to $9.03 and at a weighted average sale price of $8.9743. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.