Filing Details

Accession Number:
0001181431-10-053956
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 14:24:31
Reporting Period:
2010-11-04
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 14:24:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31347 Echelon Corp ELON Computer Communications Equipment (3576) 770203595
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227360 Russell Harris 550 Meridian Ave
San Jose CA 95126
Senior Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-04 20,945 $7.69 45,316 No 4 M Direct
Common Stock Disposition 2010-11-04 19,103 $8.93 26,213 No 4 D Direct
Common Stock Disposition 2010-11-05 1,842 $8.97 24,371 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2010-11-04 20,945 $0.00 20,945 $7.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,891 2009-12-17 2010-12-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect See footnote
Footnotes
  1. These shares are held by The Russell R. Harris 2004 Children's Trust dated April 22, 2004, of which the Reporting Person is the Settlor and his spouse is Trustee.
  2. This trade was executed pursuant to a Rule 10b5-1 plan that was adopted on September 14, 2010.
  3. The 1,842 shares were sold through separate trades, with the sale prices ranging from $8.90 to $9.03 and at a weighted average sale price of $8.9743. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.