Filing Details
- Accession Number:
- 0001260768-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 09:36:28
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 09:36:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
873198 | Applied Visual Sciences Inc. | APVS | Wholesale-Computers & Peripheral Equipment & Software (5045) | 541521616 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260768 | Joseph William Donovan | 250 Exchange Place Suite H Herndon VA 20170 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Rule 144 Restricted Common Stock, Par Value $0.01 | Acquisiton | 2010-10-29 | 900,000 | $0.25 | 910,200 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Rule 144 Restricted Common Stock, Par Value $0.01 | Stock Purchase Warrants | Acquisiton | 2010-10-29 | 1,600,000 | $0.25 | 1,600,000 | $0.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,755,772 | 2010-10-29 | 2015-10-28 | No | 5 | P | Direct |