Filing Details
- Accession Number:
- 0001181431-10-053891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 20:19:24
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 20:19:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296305 | Jean Marcia Zander | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Senior Vp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-03 | 2,593 | $11.97 | 73,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 2,593 | $29.92 | 71,258 | No | 4 | S | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-04 | 29,832 | $9.92 | 101,090 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 29,832 | $31.00 | 71,258 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 10,000 | $0.00 | 81,258 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2010-11-03 | 2,593 | $0.00 | 6,050 | $11.97 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-11-04 | 29,832 | $0.00 | 29,832 | $9.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,457 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 3,025 shares of common stock at an exercise price of $23.94 per share, was adjusted to 6,050 shares of common stock at an exercise price of $11.97 per share.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2010.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $29.61 to $30.22. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 14,916 shares of common stock at an exercise price of $19.84 per share, was adjusted to 29,832 shares of common stock at an exercise price of $9.92 per share.
- Restricted Stock Unit (RSU) award granted on November 5, 2010. Each RSU represents a contingent right to receive one share of the company's common stock once vested. The entire award vests on November 15, 2013, subject in all instances to the reporting person's continuous employment or consulting status with the company.
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