Filing Details
- Accession Number:
- 0001127602-10-027182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 19:27:30
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 19:27:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1051578 | I E David Pyott | 2525 Dupont Drive Irvine CA 92612 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 307,458 | $40.09 | 338,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 186,229 | $72.97 | 152,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 300,000 | $30.13 | 452,481 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 300,000 | $73.41 | 152,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 181,000 | $30.13 | 333,481 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 181,000 | $72.38 | 152,481 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-03 | 307,458 | $0.00 | 307,458 | $40.09 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-04 | 300,000 | $0.00 | 300,000 | $30.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-05 | 181,000 | $0.00 | 181,000 | $30.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-02 | No | 4 | M | Direct | |
| 300,000 | 2013-01-31 | No | 4 | M | Direct | |
| 119,000 | 2013-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,162 | Indirect | By 401(k) Trust |
| Common Stock | 2,872 | Indirect | By Esop Trust |
| Common Stock | 121,229 | Indirect | By Living Trust |
Footnotes
- Shares allocated to reporting person's SIP account as of reporting date.
- Shares allocated to the reporting person's ESOP account as of reporting date.
- David and Julianna Pyott Living Trust dated June 14, 1999, in which the reporting person has a pecuniary interest and of which the reporting person and his spouse are each trustees.
- The option becomes exercisable in four equal installments on each anniversary of the date of grant, beginning 2/2/2002.
- The option becomes exercisable in four equal annual installments beginning January 31, 2004.
Billionaire Hedge Funds
