Filing Details
- Accession Number:
- 0001209191-10-053487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 18:16:44
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 18:16:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381325 | Bigband Networks Inc. | BBND | Radio & Tv Broadcasting & Communications Equipment (3663) | 043444278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392938 | Robert Horton | C/O Bigband Networks, Inc. 475 Broadway Street Redwood City CA 94063 | Sr. Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-04 | 110 | $1.32 | 44,276 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 44,276 | $3.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 17,390 | $1.32 | 17,390 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 854 | $2.20 | 18,244 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 18,244 | $3.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-04 | 110 | $0.00 | 110 | $1.32 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 17,390 | $0.00 | 17,390 | $1.32 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 854 | $0.00 | 854 | $2.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,390 | 2015-03-16 | No | 4 | M | Direct | |
| 0 | 2015-03-16 | No | 4 | M | Direct | |
| 74,146 | 2016-04-10 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2009, as amended on September 10, 2010.
- This option vested over four years, and vested in full as of February 1, 2009.
- This option vested over four years, and vested in full as of May 10, 2010.
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