Filing Details
- Accession Number:
- 0000891178-10-000036
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 16:18:45
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 16:18:45
- Original Submission Date:
- 2010-11-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891178 | Epicor Software Corp | EPIC | Services-Prepackaged Software (7372) | 330277592 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
905980 | H/ Richard Pickup | 18200 Von Karman Avenue Suite 1000 Irvine CA 92612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-01 | 14,000 | $9.29 | 20,000 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2010-11-01 | 46,000 | $9.29 | 363,500 | No | 4 | P | Indirect | see FN |
Common Stock | Acquisiton | 2010-11-01 | 4,446 | $9.07 | 84,446 | No | 4 | P | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | see FN |
No | 4 | P | Indirect | See FN |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,516,829 | Indirect | See FN |
Footnotes
- This amount reflects the amount of the issuer's securities held by Dito Devcar Foundation, a non-profit corporation of which Mr. Pickup is a director. Mr. Pickup disclams for the purpose of Section 16 of the Act, beneficial ownership of such securities, except to the extent of his indirect interest therein.
- This amount reflects the amount of the issuer's securities held by TB Fund, LLC, a limited liability company approximately 38.12% of the membership interests in whch are owned by Pickup Family Trust of which Mr. Pickup is the sole trustee and co-beneficiary with his spouse. Mr. Pickup disclaims, however for purposes of Section 16 of the Act, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein.
- This amount reflects the amount of issuer's securities held by Pickup CRUT I, which is an inter vivos charitable remainder trust of which Mr. Pickup and his spouse are current income beneficiaries. Mr. Pickup disclaims, however for the purpose of Section 16 of the Act, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein.
- Consists of (i) 72,300 shares owned directly by Mr. Pickup; (ii) 500,000 shares owned directly by Pickup Family Trust and 363,500 shares owned directly by TB Funds, LLC, over all of which shares Mr. Pickup has sole investment and voting power; (iii) 900 shares owned directly by Gamesbusters Inc., 1,335,000 shares owned directly by Dito Care LP, 860,000 shares owned directly by Dito Devcar LP, 166,683 shares owned directly by Pickup CRUT II and 84,446 shares owned directly by Pickup CRUT I, over all of which shares Mr. Pickup shared investment and voting power; (iv) 20,000 shares owned directly by Dito Devcar Foundation, and (v) 100,000 shares owned by Carole Pickup, Mr. Pickup's spouse, over which Mr. Pickup is deemed to have shared investment and voting power. Mr. Pickup disclaims beneficial ownership of the shares owned by his spouse.