Filing Details

Accession Number:
0001209191-10-053398
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-05 15:59:59
Reporting Period:
2010-11-03
Filing Date:
2010-11-05
Accepted Time:
2010-11-05 15:59:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326190 Pharmathene Inc PIP Pharmaceutical Preparations (2834) 202726770
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134655 Ansbert Gadicke C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
1134657 Luke Evnin C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
1166285 Michael Steinmetz C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
1221595 Iii J Nicholas Simon C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
1249153 Dennis Henner C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
1252522 Nicholas Galakatos C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
1252525 Kurt Wheeler C/O Mpm Asset Management
200 Clarendon St., 54Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-03 2,428,171 $2.54 5,917,614 No 4 C Indirect See footnote
Common Stock Acquisiton 2010-11-03 430,000 $3.50 6,347,614 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10% Convertible Note Disposition 2010-11-03 0 $0.00 2,428,171 $2.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-07-28 No 4 C Indirect
Footnotes
  1. These notes were held in principal amount as follows: $304,967.95 by MPM BioVentures III, L.P. ("BV III"), $4,535,272.77 by MPM BioVentures III-QP, L.P. ("BV III QP"), $383,274.43 by MPM BioVentures III GmbH & Co. Beteiligungs KG ("BV KG"), $136,981.07 by MPM BioVentures III Parallel Fund, L.P. ("BV Parallel") and $107,818.80 by MPM Asset Management Investors 2004 BVIII LLC ("AM 2004"). Amounts reflected above also include accrued interest on the notes as follows: $39,222.27 by BV III, $583,286.47 by BV III QP, $49,293.35 by BV KG, $17,617.29 by BV Parallel and $13,866.70 by AM 2004. MPM BioVentures III GP, L.P. ("MPM III GP") and MPM BioVentures III LLC ("MPM III LLC") are the direct and indirect general partners of BV III QP, BV III and BV Parallel and BV KG. Luke Evnin, Ansbert Gadicke, Nicholas Galakatos, Dennis Henner, Nicholas Simon III, Michael Steinmetz and Kurt Wheeler are the members of MPM III LLC and AM 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
  2. Immediately convertible into shares of Common Stock of the Issuer at the rate of $2.541667 per share.
  3. The shares were acquired as follows: 135,419 by BV III, 2,013,859 by BV III QP, 170,191 by BV KG, 60,826 by BV Parallel and 47,876 by AM 2004.
  4. The shares are held as follows: 330,024 by BV III, 4,907,913 by BV III QP, 414,765 by BV KG, 148,235 by BV Parallel and 116,677 by AM 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
  5. The shares were purchased as follows: 23,981 by BV III, 356,630 by BV III QP, 30,139 by BV KG, 10,772 by BV Parallel and 8,478 by AM 2004.
  6. The shares are held as follows: 354,005 by BV III, 5,264,543 by BV III QP, 444,904 by BV KG, 159,007 by BV Parallel and 125,155 by AM 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.