Filing Details
- Accession Number:
- 0001209191-10-053394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 15:49:39
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 15:49:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365280 | Jr F Robert Birch | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 1,500 | $8.68 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 1,500 | $21.20 | 1,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 1,500 | $8.68 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 1,500 | $21.81 | 1,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-11-03 | 1,500 | $0.00 | 1,500 | $8.68 |
| Common Stock | Stock Option | Disposition | 2010-11-04 | 1,500 | $0.00 | 1,500 | $8.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,597 | 2000-11-30 | 2010-11-30 | No | 4 | M | Direct |
| 3,097 | 2000-11-30 | 2010-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 664 | Indirect | By wife's IRA |
| Common Stock | 11,321 | Indirect | By 401(k) |
| Common Stock - Restricted | 2,200 | Direct | |
| Common Stock | 47,874 | Indirect | By the Bob Birch Trust |
| Common Stock | 2,967 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.68 | 2001-11-30 | 2011-11-30 | 12,097 | 12,097 | Direct |
| Common Stock | Stock Option | $8.68 | 2002-11-30 | 2012-11-30 | 12,097 | 12,097 | Direct |
| Common Stock | Stock Option | $8.68 | 2003-11-30 | 2013-11-30 | 12,095 | 12,095 | Direct |
| Common Stock | Performance Stock Option | $8.68 | 2004-11-30 | 2014-11-30 | 12,095 | 12,095 | Direct |
| Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 14,826 | 14,826 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-11-30 | 12,097 | 12,097 | Direct |
| 2012-11-30 | 12,097 | 12,097 | Direct |
| 2013-11-30 | 12,095 | 12,095 | Direct |
| 2014-11-30 | 12,095 | 12,095 | Direct |
| 2016-03-13 | 14,826 | 14,826 | Direct |
Footnotes
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd. The 2009 participation by the Company in the United States Department of the Treasury's Trouble Asset Relief Program includes additional contingencies related to this restricted stock.
- The reporting person acquired beneficial ownership of these shares upon marriage to the owner of the shares.
Billionaire Hedge Funds
