Filing Details
- Accession Number:
- 0001127602-10-027098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 15:05:47
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 15:05:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239217 | Bruce Edwards | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-04 | 3,120 | $4.38 | 8,858 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 100 | $10.04 | 8,758 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 400 | $10.05 | 8,358 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 100 | $10.07 | 8,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 206 | $10.13 | 8,052 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 200 | $10.14 | 7,852 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 300 | $10.15 | 7,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 56 | $10.16 | 7,496 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 444 | $10.17 | 7,052 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 805 | $10.18 | 6,247 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 409 | $10.19 | 5,838 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-04 | 100 | $10.20 | 5,738 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2010-11-04 | 3,120 | $0.00 | 3,120 | $4.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 272,761 | 2002-01-19 | 2011-01-19 | No | 4 | M | Direct |
Footnotes
- Includes 812 shares acquired in April 2010 under the Issuer's Associates Stock Buying Plan, as amended and restated and excludes four shares inadvertently over-reported in the Reporting Person's Form 4 filed March 29, 2010.
- These options would have expired during black-out period under the Issuer's Insider Trading Policy.
- Options granted pursuant to the terms of the Issuer's Omnibus Equity Incentive Plan, as amended.
- Consists of 74,953 unvested stock options and 197,808 stock options exercisable within 60 days.
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