Filing Details
- Accession Number:
- 0001140361-10-043839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 11:27:58
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 11:27:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124105 | Targacept Inc | TRGT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296025 | C Geoffrey Dunbar | C/O Targacept, Inc. 200 East First Street, Suite 300 Winston-Salem NC 27101 | Svp, Clin. Dev. & Reg. Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 986 | $1.75 | 2,139 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 986 | $25.05 | 1,153 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 7,784 | $1.75 | 8,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 7,784 | $25.07 | 1,153 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-03 | 986 | $0.00 | 986 | $1.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-04 | 6,363 | $0.00 | 6,363 | $1.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-04 | 1,271 | $0.00 | 1,271 | $1.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-04 | 150 | $0.00 | 150 | $1.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,363 | 2015-03-28 | No | 4 | M | Direct | |
| 0 | 2015-03-28 | No | 4 | M | Direct | |
| 0 | 2011-05-31 | No | 4 | M | Direct | |
| 5,100 | 2013-01-30 | No | 4 | M | Direct |
Footnotes
- This option vested in installments and became vested in full on December 31, 2008.
- This option vested in installments and became vested in full on March 31, 2005.
- Does not include 6,354 shares subject to the unexercised portion of this option for which the exercise price is $5.10 per share.
- This option vested in installments and became vested in full upon completion of the issuer's initial public offering.
- Does not include 10,749 shares subject to the unexercised portion of this option for which the exercise price is $5.10 per share.
Billionaire Hedge Funds
