Filing Details
- Accession Number:
- 0001318770-10-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 11:17:46
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 11:17:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356213 | Pinnacle Entertainment Inc. | PNK | Services-Miscellaneous Amusement & Recreation (7990) | 953667491 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318770 | Jose Jean Alain Uboldi | C/O Pinnacle Entertainment, Inc. 8918 Spanish Ridge Avenue Las Vegas NV 89148 | Exec. Vice Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 4,250 | $6.70 | 31,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 4,250 | $13.51 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 3,750 | $5.95 | 31,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 3,750 | $13.51 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 22,500 | $9.62 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 22,500 | $13.51 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 7,500 | $6.75 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 7,500 | $13.51 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 3,750 | $6.70 | 31,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 3,750 | $14.01 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 1,250 | $5.95 | 28,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 1,250 | $14.01 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 7,500 | $9.62 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 7,500 | $14.01 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 2,500 | $6.75 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 2,500 | $14.01 | 27,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-03 | 4,250 | $0.00 | 4,250 | $6.70 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-03 | 3,750 | $0.00 | 3,750 | $5.95 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-03 | 22,500 | $0.00 | 22,500 | $9.62 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-03 | 7,500 | $0.00 | 7,500 | $6.75 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-04 | 3,750 | $0.00 | 3,750 | $6.70 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-04 | 1,250 | $0.00 | 1,250 | $5.95 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-04 | 7,500 | $0.00 | 7,500 | $9.62 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-04 | 2,500 | $0.00 | 2,500 | $6.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,750 | 2011-11-05 | No | 4 | M | Direct | |
| 1,250 | 2012-01-29 | No | 4 | M | Direct | |
| 7,500 | 2012-06-18 | No | 4 | M | Direct | |
| 2,500 | 2013-08-14 | No | 4 | M | Direct | |
| 0 | 2011-11-05 | No | 4 | M | Direct | |
| 0 | 2012-01-29 | No | 4 | M | Direct | |
| 0 | 2012-06-18 | No | 4 | M | Direct | |
| 0 | 2013-08-14 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.58, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (3) to this Form 4.
- The stock options vested in three equal annual installments on November 5, 2002, November 5, 2003, and November 5, 2004.
- The stock options vested in three equal annual installments on January 29, 2003, January 29, 2004, and January 29, 2005.
- The stock options vested in five equal annual installments on June 18, 2003, June 18, 2004, June 18, 2005, June 18, 2006 and June 18, 2007.
- The stock options vested in five equal annual installments on August 14, 2004, August 14, 2005, August 14, 2006, August 14, 2007 and August 14, 2008.
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