Filing Details
- Accession Number:
- 0001127602-10-027044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 10:39:50
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 10:39:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094801 | A Modesto Maidique | C/O Fiu Cbc 223 Miami FL 33199 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-04 | 4,800 | $27.88 | 20,186 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-04 | 4,800 | $44.50 | 15,386 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-04 | 4,800 | $0.00 | 4,800 | $27.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-12-02 | 2012-12-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $44.50 to $44.5004. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.