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Filing Details

Accession Number:: 0001207696-10-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-05 09:55:38
Reporting Period:: 2010-11-04

Filing Date:: 2010-11-05
Accepted Time:: 2010-11-05 09:55:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1207696	Bruce R Mcdonald	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Exec Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-04	180,000	$13.35	333,061	No	4	M	Direct
Common Stock	Disposition	2010-11-04	180,000	$36.23	153,061	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2010-11-04	180,000	$0.00	180,000	$13.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-11-26	2011-11-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,996	Indirect	By 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Retirement Restoration Plan	$0.00			34,909	34,909	Direct
Common Stock	Phantom Stock Units/Long-Term Incentive Plan	$0.00			87,013	87,013	Direct
Common Stock	Phantom Stock Units/Restricted Stock Grant	$0.00			136,401	136,401	Direct
Common Stock	Employee Stock Option (Right to Buy)	$13.43	2004-11-20	2012-11-20	60,000	60,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$17.52	2005-11-19	2013-11-19	72,000	72,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.56	2006-11-17	2014-11-17	150,000	150,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	225,000	225,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	192,000	192,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	120,000	120,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	160,000	160,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	170,000	170,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	34,909	34,909	Direct
	87,013	87,013	Direct
	136,401	136,401	Direct
2012-11-20	60,000	60,000	Direct
2013-11-19	72,000	72,000	Direct
2014-11-17	150,000	150,000	Direct
2015-11-16	225,000	225,000	Direct
2016-10-02	192,000	192,000	Direct
2017-10-01	120,000	120,000	Direct
2018-10-01	160,000	160,000	Direct
2019-10-01	170,000	170,000	Direct
2020-10-01	150,000	150,000	Direct

Footnotes

Includes 51,000 shares of previously granted restricted stock, which vest as follows: 13,500 shares on November 2, 2011; 12,000 shares on November 1, 2012; 12,000 shares on November 1, 2014; and 13,500 shares on November 2, 2013. All vesting is subject to continuous employment with the issuer.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $36.15 to $36.31, inclusive. The reporting person undertakes to provide to Johnson Controls, any security holder of Johnson Controls, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
The number of underlying securities is based on the stock fund balance on November 4, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an November 4, 2010, stock fund price of $36.50 per share.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The restricted stock units were awarded under the Johnson Controls Executive Deferred Compensation Plan. The units are to be settled 100% in cash upon the reporting person's termination of employment with the company, subject to vesting provisions.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.