Filing Details
- Accession Number:
- 0001194851-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 09:46:44
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 09:46:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194851 | Douglas Richardson | C/O Vicor Corp 25 Frontage Road Andover MA 01810 | Vp Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 3,638 | $13.63 | 3,726 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 5,000 | $9.08 | 8,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 3,638 | $18.20 | 5,088 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 5,000 | $18.20 | 88 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2010-11-03 | 3,638 | $0.00 | 3,638 | $13.63 |
| Common Stock | Non Qualified Stock Option | Disposition | 2010-11-03 | 5,000 | $0.00 | 5,000 | $9.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-10-12 | No | 4 | M | Direct | |
| 0 | 2012-06-03 | No | 4 | M | Direct |
Footnotes
- Granted under the Company's 1993 Stock Option Plan and vest over a five year period.
- Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Billionaire Hedge Funds
