Filing Details
- Accession Number:
- 0001140361-10-043794
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 21:41:07
- Reporting Period:
- 2010-01-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 21:41:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944947 | Energyconnect Group Inc | ECNG.OB | Electrical Work (1731) | 930935149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469711 | P John Stremel | 901 Campisi Way, Suite 260 Campbell CA 95008 | Cto And Vp Grid Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2007-02-05 | 383,640 | $0.32 | 383,640 | No | 4 | M | Direct | |
Common Stock | Disposition | 2007-02-23 | 10,000 | $0.59 | 373,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-03-15 | 10,000 | $0.56 | 363,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-03-30 | 10,000 | $0.60 | 353,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-04-04 | 10,000 | $0.66 | 343,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-04-10 | 10,000 | $0.74 | 333,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-04-13 | 20,000 | $1.05 | 313,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-04-13 | 10,000 | $0.86 | 303,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-04-17 | 1,000 | $1.04 | 302,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-06-27 | 10,000 | $0.84 | 292,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-07-17 | 10,000 | $0.89 | 282,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2007-12-03 | 10,000 | $1.10 | 272,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-01-03 | 10,000 | $0.89 | 262,640 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2008-02-05 | 575,460 | $0.32 | 838,100 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2008-05-07 | 25,000 | $0.40 | 863,100 | No | 4 | P | Direct | |
Common Stock | Disposition | 2008-05-15 | 7,000 | $0.40 | 856,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-05-15 | 10,000 | $0.39 | 846,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-05-16 | 200 | $0.38 | 845,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-05-16 | 500 | $0.42 | 845,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-05-16 | 2,300 | $0.41 | 843,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-05-16 | 5,000 | $0.41 | 838,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-17 | 10,000 | $0.39 | 828,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-21 | 3,100 | $0.41 | 825,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-21 | 10,000 | $0.39 | 815,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-22 | 500 | $0.42 | 814,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-22 | 500 | $0.51 | 814,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-22 | 4,500 | $0.44 | 809,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-22 | 5,000 | $0.45 | 804,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-22 | 9,500 | $0.49 | 795,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-07-22 | 10,000 | $0.48 | 785,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option | Disposition | 2007-02-05 | 383,640 | $0.00 | 383,640 | $0.32 |
Common Stock | Common Stock Option | Acquisiton | 2007-11-29 | 100,000 | $0.00 | 100,000 | $0.94 |
Common Stock | Common Stock Option | Disposition | 2008-02-05 | 575,460 | $0.00 | 575,460 | $0.32 |
Common Stock | Common Stock Warrant | Acquisiton | 2008-05-07 | 12,500 | $0.00 | 12,500 | $0.60 |
Common Stock | Common Stock Option | Acquisiton | 2009-03-06 | 100,000 | $0.00 | 100,000 | $0.05 |
Common Stock | Common Stock Option | Acquisiton | 2009-03-06 | 756,959 | $0.00 | 756,959 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
575,460 | 2007-02-05 | 2008-02-06 | No | 4 | M | Direct |
100,000 | 2012-11-29 | No | 4 | A | Direct | |
0 | 2008-02-05 | 2008-02-06 | No | 4 | M | Direct |
12,500 | 2008-05-07 | 2013-05-07 | No | 4 | P | Direct |
100,000 | 2019-03-06 | No | 4 | A | Direct | |
756,959 | 2019-03-06 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option | $0.32 | 2008-02-06 | 959,100 | 959,100 | Direct | |
Common Stock | Common Stock Option | $0.65 | 2011-11-21 | 42,500 | 42,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2008-02-06 | 959,100 | 959,100 | Direct |
2011-11-21 | 42,500 | 42,500 | Direct |
Footnotes
- The Reporting Person became a Section 16 officer effective December 31, 2006, the beginning of the Issuer's 2007 fiscal year.
- This option was granted on October 13, 2005 in conjunction with the acquisition of EnerygConnect, Inc. These options were granted with exercise dates of February 5, 2007 and February 5, 2008.
- 1/48th of the total shares covered by the option vest each month.
- 1/12th of the total shares covered by the option vest each month.
- 1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter.