Filing Details
- Accession Number:
- 0001209191-10-053283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 21:07:03
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 21:07:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240434 | Brian J Ferguson | Eastman Chemical Company 200 South Wilcox Drive Kingsport TN 37660-5075 | Exec Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-02 | 41,406 | $47.55 | 124,623 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-02 | 22,500 | $49.22 | 147,123 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-02 | 8,712 | $46.98 | 155,835 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-02 | 4,700 | $46.28 | 160,535 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-02 | 7,613 | $53.57 | 168,148 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-02 | 84,931 | $80.03 | 83,217 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-03 | 26,743 | $46.98 | 109,960 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-03 | 26,743 | $79.41 | 83,217 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 41,406 | $0.00 | 41,406 | $47.55 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 22,500 | $0.00 | 22,500 | $49.22 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 8,712 | $0.00 | 8,712 | $46.98 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 4,700 | $0.00 | 4,700 | $46.28 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 7,613 | $0.00 | 7,613 | $53.57 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-03 | 26,743 | $0.00 | 26,743 | $46.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-04-05 | 2012-04-04 | No | 4 | M | Direct |
0 | 2003-04-06 | 2011-04-05 | No | 4 | M | Direct |
66,288 | 2007-11-02 | 2014-11-01 | No | 4 | M | Direct |
0 | 2004-06-02 | 2013-04-03 | No | 4 | M | Direct |
0 | 2005-01-27 | 2013-04-04 | No | 4 | M | Direct |
39,545 | 2007-11-02 | 2014-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,751 | Indirect | By 401(k) |
Common Stock | 580 | Indirect | By ESOP |
Common Stock | 50,598 | Indirect | By Trusts |
Common Stock | 32,241 | Indirect | By LLC |
Footnotes
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $79.39 to $80.68.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $79.00 to $79.82.
- Includes 2 shares acquired since August 3, 2010 resulting from automatic reinvestment of dividends.
- Shares owned by trusts jointly controlled by the reporting person and family members and of which the reporting person and family members are beneficiaries.
- Shares owned by a limited liability company jointly owned by the reporting person and family members and controlled by the reporting person.