Filing Details
- Accession Number:
- 0001209191-10-053266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 19:51:31
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 19:51:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444370 | V. Scott King | 100 North Eastman Road Kingsport TN 37660 | Vp, Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-02 | 2,467 | $53.51 | 3,465 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 3,733 | $36.60 | 7,198 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-02 | 6,200 | $79.68 | 998 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-11-02 | 5,500 | $0.00 | 5,500 | $79.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 2,467 | $0.00 | 2,467 | $53.51 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 3,733 | $0.00 | 3,733 | $36.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,500 | 2011-11-02 | 2020-11-01 | No | 4 | A | Direct |
| 1,233 | 2008-11-01 | 2015-10-31 | No | 4 | M | Direct |
| 2,367 | 2010-10-28 | 2018-10-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 908 | Indirect | By 401(k) |
| Common Stock | 18 | Indirect | By ESOP |
Footnotes
- Includes 31 shares acquired since February 19, 2010 resulting from company and employee payroll contributions and automatic reinvestment of dividends.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $79.60 to $79.76.
- One-third of the option becomes exercisable on November 2, 2011, November 2, 2012, and November 2, 2013, respectively.
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