Filing Details
- Accession Number:
- 0001209191-10-053240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 18:48:13
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 18:48:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31277 | Eaton Corp | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 340196300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188598 | K Billie Rawot | Eaton Center 1111 Superior Ave Cleveland OH 44114 | Sr Vp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2010-11-02 | 10,000 | $40.60 | 49,273 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-11-02 | 10,000 | $90.46 | 39,273 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-11-03 | 5,538 | $40.60 | 44,811 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-11-03 | 5,538 | $91.70 | 39,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | Disposition | 2010-11-02 | 10,000 | $40.60 | 10,000 | $40.60 |
| Common Shares | Stock Option | Disposition | 2010-11-03 | 5,538 | $40.60 | 5,538 | $40.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,000 | 2003-02-26 | 2012-02-26 | No | 4 | M | Direct |
| 2,462 | 2003-02-26 | 2012-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 11,520 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $90.37 - $90.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These shares are held in the Eaton Savings Plan.
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