Filing Details
- Accession Number:
- 0001209191-10-053238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 18:39:27
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 18:39:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225603 | K Theresa Lee | Eastman Chemical Company 200 South Wilcox Drive Kingsport TN 37660 | Svp, Clo And Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-02 | 2,300 | $58.80 | 22,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-02 | 2,300 | $80.32 | 20,336 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 6,538 | $57.06 | 26,874 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-02 | 6,538 | $80.28 | 20,336 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 8,333 | $66.50 | 28,669 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-02 | 8,333 | $80.35 | 20,336 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-02 | 6,998 | $80.35 | 13,338 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-11-02 | 16,000 | $0.00 | 16,000 | $79.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 2,300 | $0.00 | 2,300 | $58.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 6,538 | $0.00 | 6,538 | $57.06 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 8,333 | $0.00 | 8,333 | $66.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,000 | 2011-11-02 | 2020-11-01 | No | 4 | A | Direct |
| 0 | 2005-05-10 | 2013-04-03 | No | 4 | M | Direct |
| 0 | 2006-10-19 | 2012-04-05 | No | 4 | M | Direct |
| 0 | 2007-05-01 | 2012-04-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 738 | Indirect | ESOP |
Footnotes
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $80.21 to $80.45.
- One-third of the option becomes exercisable on November 2, 2011, November 2, 2012, and November 2, 2013, respectively.
Billionaire Hedge Funds
