Filing Details
- Accession Number:
- 0001140361-10-043761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 18:04:50
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 18:04:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316987 | D Richard Fain | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-04 | 150,000 | $42.26 | 421,412 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,261,385 | Direct | |
Common Stock | 247 | Indirect | By Daughter |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 4, 2010. The actual sale prices ranged from a low of $42.18 to a high of $42.36. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.