Filing Details
- Accession Number:
- 0001127602-10-026998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 17:25:10
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 17:25:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-02 | 100,001 | $0.93 | 1,517,785 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-02 | 100,001 | $34.66 | 1,417,784 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-04 | 9,652 | $0.00 | 90,348 | No | 4 | J | Indirect | by 2009 Family Limited Partnership |
Common Stock | Acquisiton | 2010-11-04 | 9,652 | $0.00 | 9,652 | No | 4 | J | Indirect | By Harold M. Korell Grat; Harold M. Korell Trustee |
Common Stock | Disposition | 2010-11-04 | 9,652 | $0.00 | 80,696 | No | 4 | J | Indirect | by 2009 Family Limited Partnership |
Common Stock | Acquisiton | 2010-11-04 | 9,652 | $0.00 | 9,652 | No | 4 | J | Indirect | By Pat M. Korell Grat; Harold M. Korell Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | by 2009 Family Limited Partnership |
No | 4 | J | Indirect | By Harold M. Korell Grat; Harold M. Korell Trustee |
No | 4 | J | Indirect | by 2009 Family Limited Partnership |
No | 4 | J | Indirect | By Pat M. Korell Grat; Harold M. Korell Trustee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-02 | 100,001 | $0.00 | 100,001 | $0.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-12-14 | 2010-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 858,254 | Indirect | By Family Limited Partnership |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.56 to $34.85. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- On November 4, 2010, 19,304 shares of stock were transferred out of the 2009 Family Limited Partnership ("FLP") into individual Grantor Retained Annuity Trust ("GRAT") accounts for the reporting person (the "HMK GRAT") and his wife (the "PMK GRAT"). Each of the individual GRAT accounts contains 9,652 shares of stock. The reporting person is the Trustee for the GRAT accounts, and has indirect beneficial ownership of the stock.