Filing Details

Accession Number:
0001127602-10-026998
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-04 17:25:10
Reporting Period:
2010-11-02
Filing Date:
2010-11-04
Accepted Time:
2010-11-04 17:25:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103812 M Harold Korell Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-02 100,001 $0.93 1,517,785 No 4 M Direct
Common Stock Disposition 2010-11-02 100,001 $34.66 1,417,784 No 4 S Direct
Common Stock Disposition 2010-11-04 9,652 $0.00 90,348 No 4 J Indirect by 2009 Family Limited Partnership
Common Stock Acquisiton 2010-11-04 9,652 $0.00 9,652 No 4 J Indirect By Harold M. Korell Grat; Harold M. Korell Trustee
Common Stock Disposition 2010-11-04 9,652 $0.00 80,696 No 4 J Indirect by 2009 Family Limited Partnership
Common Stock Acquisiton 2010-11-04 9,652 $0.00 9,652 No 4 J Indirect By Pat M. Korell Grat; Harold M. Korell Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 J Indirect by 2009 Family Limited Partnership
No 4 J Indirect By Harold M. Korell Grat; Harold M. Korell Trustee
No 4 J Indirect by 2009 Family Limited Partnership
No 4 J Indirect By Pat M. Korell Grat; Harold M. Korell Trustee
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2010-11-02 100,001 $0.00 100,001 $0.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-12-14 2010-12-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 858,254 Indirect By Family Limited Partnership
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $34.56 to $34.85. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. On November 4, 2010, 19,304 shares of stock were transferred out of the 2009 Family Limited Partnership ("FLP") into individual Grantor Retained Annuity Trust ("GRAT") accounts for the reporting person (the "HMK GRAT") and his wife (the "PMK GRAT"). Each of the individual GRAT accounts contains 9,652 shares of stock. The reporting person is the Trustee for the GRAT accounts, and has indirect beneficial ownership of the stock.