Filing Details
- Accession Number:
- 0001181431-10-053516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 17:03:55
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 17:03:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855612 | Zix Corp | ZIXI | Services-Computer Processing & Data Preparation (7374) | 752216818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277632 | Richard Spurr | 2711 North Haskell Avenue Suite 2200 Dallas TX 75204 | Chairman/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 58,333 | $1.11 | 58,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 100 | $4.07 | 58,233 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 1,900 | $4.07 | 56,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 6,600 | $4.06 | 49,733 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 8,400 | $4.05 | 41,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 500 | $4.05 | 40,833 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 3,300 | $4.04 | 37,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 14,232 | $4.03 | 23,301 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 2,200 | $4.04 | 21,101 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 1,100 | $4.03 | 20,001 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 200 | $4.02 | 19,801 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 19,801 | $4.02 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 126,667 | $1.50 | 126,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 531 | $4.02 | 126,136 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 1,300 | $4.02 | 124,836 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 12,448 | $4.01 | 112,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 111,488 | $4.00 | 900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-03 | 900 | $4.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2010-11-03 | 58,333 | $0.00 | 58,333 | $1.11 |
| Common Stock | Common Stock Option | Disposition | 2010-11-03 | 126,667 | $0.00 | 126,667 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-22 | No | 4 | M | Direct | |
| 0 | 2016-12-17 | No | 4 | M | Direct |
Footnotes
- These options became fully vested on September 23, 2010.
- These options became fully vested on December 18, 2009.
Billionaire Hedge Funds
