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Filing Details

Accession Number:: 0001271181-10-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-04 15:55:13
Reporting Period:: 2010-11-01

Filing Date:: 2010-11-04
Accepted Time:: 2010-11-04 15:55:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910322	Astoria Financial Corp	AF	Savings Institution, Federally Chartered (6035)	113170868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1271181	T Gary Mccann	One Astoria Federal Plaza Lake Success NY 11042	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-11-01	8,933	$12.55	27,634	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	38,526	Indirect	ESOP
Common Stock	1,516	Indirect	401(k)
Common Stock	19,600	Indirect	RSA
Common Stock	29,300	Indirect	RSA
Common Stock	73,264	Indirect	RSA
Common Stock	62,100	Indirect	RSA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$16.56	2004-01-10	2010-12-19	6,036	6,036	Direct
Common Stock	Non-Statutory Stock Option	$16.56	2004-01-10	2010-12-19	35,964	35,964	Direct
Common Stock	Incentive Stock Option	$16.83	2005-01-10	2011-12-18	5,940	5,940	Direct
Common Stock	Non-Statutory Stock Option	$16.83	2005-01-10	2011-12-18	30,960	30,960	Direct
Common Stock	Incentive Stock Option	$18.00	2006-01-10	2012-12-17	5,554	5,554	Direct
Common Stock	Non-Statutory Stock Option	$18.00	2006-01-10	2012-12-17	43,946	43,946	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-12-16	4,098	4,098	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-12-16	52,152	52,152	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2014-12-14	3,754	3,754	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2014-12-14	86,246	86,246	Direct
Common Stock	Non-Statutory Stock Option	$29.02	2009-01-09	2012-12-20	84,000	84,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2010-12-19	6,036	6,036	Direct
2010-12-19	35,964	35,964	Direct
2011-12-18	5,940	5,940	Direct
2011-12-18	30,960	30,960	Direct
2012-12-17	5,554	5,554	Direct
2012-12-17	43,946	43,946	Direct
2013-12-16	4,098	4,098	Direct
2013-12-16	52,152	52,152	Direct
2014-12-14	3,754	3,754	Direct
2014-12-14	86,246	86,246	Direct
2012-12-20	84,000	84,000	Direct

Footnotes

Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of September 30, 2010 and held in the ESOP Trust.
Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. McCann as of September 30, 2010. Shares are held in the 401(k) Plan Trust.
Represents award of restricted stock pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan. The restricted stock will vest and be distributed effective January 9, 2012 or earlier upon the death, disability or retirement at normal retirement age, on a change of control, or, in the case of the executive officers, pursuant to the terms of their respective employment agreements with the Company, upon the termination of their employment by the Company prior to the end of the term of such employment agreement without cause, as defined therein.
Represents award of restricted stock pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan. The restricted stock will vest and be distributed effective January 28, 2013 or earlier upon the death, disability, on a Change in Control (as defined in the 2005 Plan), or, in the case of executive officers, pursuant to the terms of their respective employment agreements with the Company, upon the termination of employment by the Company prior to the end of the term of such employment agreement without cause, as defined therein.
Represents award of restricted stock dated February 2, 2009 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 18,316 shares on December 15, 2010, 18,316 shares on December 15, 2011, 18,316 shares on December 17, 2012 and 18,316 shares on December 16, 2013 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 12,420 shares on December 14, 2010, 12,420 shares on December 14, 2011, 12,420 shares on December 14, 2012, 12,420 shares on December 16, 2013 and 12,420 shares on December 15, 2014 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.