Filing Details
- Accession Number:
- 0001209191-10-053105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 12:54:47
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 12:54:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332199 | Legacy Bancorp Inc. | LEGC | Savings Institutions, Not Federally Chartered (6036) | 203135053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423049 | H Paul Bruce | 99 North Street Pittsfield MA 01201 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-02 | 2,062 | $7.59 | 7,088 | No | 4 | P | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60 | Direct | |
Common Stock | 6,403 | Direct | |
Common Stock | 5,363 | Indirect | By Esop |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options(Right to Buy) | $14.16 | 2009-01-01 | 2018-03-04 | 1,640 | 1,640 | Direct |
Common Stock | Stock Options(Right to Buy) | $16.03 | 2008-01-01 | 2016-11-29 | 41,200 | 41,200 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-04 | 1,640 | 1,640 | Direct |
2016-11-29 | 41,200 | 41,200 | Direct |
Footnotes
- Stock Options granted pursuant to the Legacy Bancorp, Inc. 2006 Equity Incentive Plan. The options vest at a rate of 20% per year commencing January 1, 2009.
- Jointly Owned With Wife
- Restricted Stock granted pursuant to the Legacy Bancorp, Inc. 2006 Equity Incentive Plan. The shares vest at a rate of 20% per year commencing January 1, 2008.
- Reflects withholding of stock to satisfy tax withholding obligation on vesting of restricted stock.
- Stock Options granted pursuant to the Legacy Bancorp, Inc. 2006 Equity Incentive Plan. The options vest at a rate of 20% per year commencing January 1, 2008.