Filing Details
- Accession Number:
- 0001181431-10-053412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 12:14:36
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 12:14:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903129 | Amerigon Inc | ARGN | Motor Vehicle Parts & Accessories (3714) | 954318554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265772 | J Daniel Pace | 21680 Haggerty Road Suite 101 Northville MI 48167 | Vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-02 | 30,000 | $4.90 | 57,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 18,000 | $9.66 | 75,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 23,333 | $8.02 | 99,268 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 16,666 | $2.62 | 115,934 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-02 | 87,999 | $11.18 | 27,935 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-11-02 | 30,000 | $0.00 | 30,000 | $4.90 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-11-02 | 18,000 | $0.00 | 18,000 | $9.66 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-11-02 | 23,333 | $0.00 | 23,333 | $8.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-11-02 | 16,666 | $0.00 | 16,666 | $2.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-19 | 2014-05-19 | No | 4 | M | Direct |
| 0 | 2009-12-29 | 2016-12-29 | No | 4 | M | Direct |
| 11,667 | 2010-06-30 | 2018-07-23 | No | 4 | M | Direct |
| 33,334 | 2010-03-11 | 2019-03-11 | No | 4 | M | Direct |
Footnotes
- This option represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 45,001 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
Billionaire Hedge Funds
