Filing Details

Accession Number:
0001140361-10-043460
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-03 17:20:58
Reporting Period:
2010-11-01
Filing Date:
2010-11-03
Accepted Time:
2010-11-03 17:20:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1063494 Kbw Inc. KBW Security Brokers, Dealers & Flotation Companies (6211) 134055775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380488 G John Duffy C/O Kbw Inc.
787 Seventh Ave.
New York NY 10019
Director, Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-01 349 $25.23 670,118 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-03 23,936 $24.75 646,182 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct